Hong Kong Voting Records

Hong Kong Proxy Summary Report (2017)

Proxy Voting Summary (total number of companies: 35)

Key categories For Against Abstain
Change the name of a company 2 0 0
Election of Board of Directors 41 0 0
Board of Directors Compensation 4 0 0
Election of Board Auditors 16 0 0
Change of Capitalization 11 0 3
Issuance of debt, pledging of assets for debt and an increase in borrowing powers 8 0 0
Issues relating to M&A 7 0 1
Allocation of Retained Earnings (Dividend) 4 0 0
Amend Articles to clarify Indemnification clause and authority 21 0 0
Stock option plan 1 0 0
Others 6 0 3
Total number of items 121 0 7

Hong Kong Proxy Summary Report (2016)

Proxy Voting Summary (total number of companies: 25)

Key categories For Against Abstain
Change the name of a company 1 0 1
Election of Board of Directors 3 0 11
Board of Directors Compensation 1 0 1
Election of Board Auditors 4 0 0
Change of Capitalization 13 1 2
Issuance of debt, pledging of assets for debt and an increase in borrowing powers 5 2 0
Issues relating to M&A 3 0 1
Allocation of Retained Earnings (Dividend) 2 0 0
Amend Articles to clarify Indemnification clause and authority 4 1 0
Others 6 2 2
Total number of items 42 6 18