INVESTMENT & RESEARCH TERMS & CONDITIONS OF USE

 

Please read the below terms, conditions and disclaimers carefully. You must accept the master Terms & Conditions of Use and these separate Investment, Research, and Commentary Terms & Conditions of Use before you can proceed to access information contained in the Investment, Research, and Commentary sections of this Website.

By accessing the information contained in the Investment, Research, and Commentary sections of this Website, you acknowledge and confirm your understanding that the information contained herein is produced, owned and controlled by Oasis, Oasis Capital Advisors, LLC and/or Oasis Capital Partners (Texas), Inc. and not by any other Oasis affiliate including but not limited to Oasis Management (Hong Kong) and Oasis Management (Japan) Ltd.

The content contained in the Investment, Research, and Commentary sections of this Website are provided for information purposes only.  Nothing contained herein is investment advice nor should it be construed as such.  You should do your own research and due diligence before making any investment decision with respect any securities referenced herein.  The information contained herein is provided solely on the basis that you make your own investment decisions and does not constitute a personal recommendation or investment advice or create a business or professional services relationship.  Unless separately and expressly agreed, Oasis neither provides investment advice to, nor receives and transmits orders from, nor carries on any other MiFID investment services and activities for, users of the Website.

No assurance can be given that any Oasis investment objectives will be achieved.  Past performance is not necessarily indicative of future results, and performance may be volatile.  Targets or other return objectives contained herein are based upon subjective estimates and assumptions about circumstances and events that may not yet have taken place and may never occur. If any of the assumptions used do not prove to be true, results may vary substantially. Target returns shown are net of fees and expenses, and represent possible returns that may be achieved only for the period of time expressly identified.

Any examples of strategies, trade ideas, or case studies are intended for illustrative and discussion purposes only, and are not necessarily indicative of the historical or future strategy or performance or the chances of success of any particular strategy. There can be no assurance that investment opportunities described herein will become available in the future.  It should not be assumed that any investments described by any models would be profitable if implemented because among other things, assumptions described herein may not materialize.  Any specific investments or case studies referenced in this presentation were selected for inclusion herein based on objective, non-performance based criteria solely for the purpose of describing the investment processes and analyses used by Oasis to evaluate such investments.  A complete list of historical investments can be made available upon request.

All information contained herein is subject in its entirety to information contained in a private fund’s organizational documents. An investor should consider a private fund’s investment objectives, risks, charges and expenses carefully before investing. The information in this material is only as current as the date indicated, and may be superseded by subsequent market events or for other reasons. Statements concerning financial market trends are based on current market conditions, which will fluctuate.  Private funds managed by Oasis are not registered under the Investment Company Act of 1940, as amended, in reliance on an exception thereunder.  Interests in the Fund have not been registered under the Securities Act of 1933, as amended, or the securities laws of any state and are being offered and sold in reliance on exemptions from the registration requirements of said Act and such laws.

Private funds are speculative investments and are not suitable for all investors, nor do they represent a complete investment program.  Investors in a private fund have limited rights to redeem or transfer Interests in the private fund. In addition, Interests will not be listed on an exchange and it is not expected that there will be a secondary market for Interests.

To the best of our ability and belief, all information contained herein is accurate and reliable, and has been obtained from sources we believe in good faith to be public, accurate and reliable, and who are not insiders or connected persons of the stock covered herein or who may otherwise owe any fiduciary duty or duty of confidentiality to the issuer. All such information is presented “as is,” without warranty of any kind – whether express or implied.  The content herein is provided without obligation on the part of Oasis and its associated companies and on the understanding that any person who acts upon it or changes his or her investment position in reliance on it does so entirely at his or her own risk.  The content herein is current only as at the date it is first posted and may no longer be true or complete when viewed by you. Additionally, the content may be changed or amended without prior notice.

The information on the Website is to be available to and accessed by only persons or entities in any jurisdiction or country where access to content and use of such content is not contrary to local law or regulation, including in Hong Kong, where no advertisement, invitation or document relating to any shares issued by any private fund managed or advised by Oasis may be in the possession of any person for the purpose of issue (in each case whether in Hong Kong or elsewhere), which is directed at, or the contents of which are likely to be accessed or read by, the public in Hong Kong (except if permitted to do so under the laws of Hong Kong) other than with respect to shares which are or are intended to be disposed of only to persons outside Hong Kong, or only to “professional investors” within the meaning of the HK SFO and any rules made pursuant to the HK SFO.  If you do not meet the requirements of a professional investor or otherwise do not intend to comply with these rules, you must not access any information contained in the Investment, Research, and Commentary sections of this Website.  Accordingly, you are responsible for informing yourself of and complying with any such restrictions.

U.S. investors must be “accredited investors” as defined in Rule 501 of Regulation D of the Securities Act of 1933, as amended.  By checking the box below, you confirm and represent that you are an “accredited investor”.  If you are unsure whether you are an accredited investor, you should consult with your professional adviser. More information on accredited investors can be found on the Securities and Exchange Commission’s website.

 

Investors based in Switzerland must be either an institutional investor (i.e., regulated by the Swiss Financial Market Supervisory Authority (FINMA) or a self-regulatory organization) or a professional, qualified investor (i.e., entities with a professional treasury operation) pursuant to the Swiss Federal Collective Investment Schemes Act of 2006, as amended (“CISA”) and Article 6 of the Swiss Collective Investment Schemes Ordinance (“CISO”).

If you do not meet the requirements of a professional investor/accredited investor or otherwise do not intend to comply with these rules, you must not access any information contained in the Investment, Research, and Commentary sections of this Website.

Nothing on the Website is intended to, nor will, constitute an offer (or an invitation to make an offer) to buy, sell or otherwise transact in any investment fund and/or strategy referred to on the Website or any other security or financial instrument, or to provide any investment services or advice in any jurisdiction.

Please refer to the master for the full terms, conditions and disclaimers applicable to this Website and its access and use.

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